Advisor Transitions
Explore examples of recent advisor transition success stories.
ADVISOR TRANSITIONS
Advisory Team Transitioning Broker-Dealers
Transaction Amount
$200 million
Advisor AUM
$400 million
TriState Capital Bank assists advisory team to quickly and efficiently transition 5 SBLOCs, secured by $315 million in advisor AUM, from one broker-dealer to another.
Wirehouse team goes independent
Transaction Amount
$76.75 million
Advisor AUM
$700 million
TriState Capital Bank helps accelerate wirehouse team’s transition to independence with custom structured deals, opening 20 loans secured by $115 million in advisor AUM.
Wirehouse team goes independent
Transaction Amount
$105 million
Advisor AUM
$1.3 billion
TriState Capital Bank works with wirehouse team to custom structure deals to assist in the transition of 33 loans secured by $150 million in advisor AUM.
Fast exits from banking crisis
Transaction Amount
$20.5 million
Advisor AUM
$1 billion
TriState Capital Bank steps in during banking crisis to assist team who fled from crisis bank to quickly refinance 13 client SBLOCs that were secured by $37 million in advisor AUM.
Custodian chooses new SBLOC banking partner
Transaction Amount
$241 million
Advisor AUM
$35 billion
National custodian parts ways with an old SBLOC lender and selects TriState Capital Bank to become new partner, replacing 108 existing loans secured by $612 million in advisor AUM.
Former Private Banking Team launches Multi-Family Office
Transaction Amount
$71.5 million
Advisor AUM
$600 million
TriState Capital Bank helped facilitate a $40 million SBLOC loan payoff, to allow for the transfer of 10 loans secured by $95 million in advisor AUM.
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