Advisor Transitions
As an advisor-centric bank, we serve as a trusted partner for thousands of wealth managers and financial advisors as they transition.
WE SPECIALIZE IN TRANSITIONS
As pioneers in securities-based lending, TriState Capital Bank has the experience and
knowledge to assist advisors through transition. We have supported hundreds of advisors
and teams in transitioning tens of billions of dollars of assets under management to their
new fi rms. Advisors know they can expect unmatched levels of expertise and service from
TriState Capital Bank.
EXCEEDING EXPECTATIONS
Our state-of-the-art digital platform and customized processes are built to serve the specialized
needs of advisors. Our talented team delivers the highest level of communication and support.
- Customized pricing for your portfolio
- Dedicated support teams (service, sales, legal) throughout the process
- Dedicated “Transition Lead” primary point of contact
- Kickoff call to establish requirement
- Twice-weekly status reports
- Remote demos and training on our digital lending platform
- On-site support available during your transition
MEET YOUR TRANSITION SPECIALISTS
Our transition specialists are dedicated to making sure you have access to the best solutions for you and your clients.
Expect unmatched levels of expertise and service with TriState Capital Bank.
Recent Advisor Transition Transactions
Review details of our advisor transition solutions in action.
Large Wirehouse team goes independent
Transaction Amount
$105,000,000
TriState works with team to custom structure deals and pricing to assist in transition.
Fast exits from banking crisis
Transaction Amount
$10,000,000
TriState steps in during banking crisis to assist teams who fled from crisis bank to quickly refinance 11 client SBLOCs.
Custodian chooses new SBLOC banking partner
Transaction Amount
$80,000,000
National custodian parts ways with an old SBLOC lender and selects TriState to become new partner and replace 108 existing loans.
Former Private Banking Team launches Multi Family Office
Transaction Amount
$70,000,000
TriState helped facilitate a $40MM SBLOC loan payoff, to allow for $70+MM of AUM transfer.
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