Job Title:             AML Program Governance Manager

Department:        Compliance

Location:              Pittsburgh, PA

 

 

Summary of the Position:

 

The AML Program Governance Manager will be a member of TriState Capital Bank’s AML Compliance Team and will report directly to TriState Capital’s AML Officer.   The individual will be responsible for managing all aspects of AML Program governance and infrastructure, including OFAC.   The individual will also be responsible for providing advisory services to the Bank’s businesses and the implementation of the Know Your Customer (KYC) strategy.

 

Primary Functions of the Position:

 

Program Governance:                                 

• Ensure policies and procedures provide comprehensive, programmatic coverage
• Assist the AML Officer in developing the AML Training Program
• Conduct the annual AML and OFAC risk assessment
• Compile/deliver routine management reporting
• Ensure all recordkeeping and retention requirements are met
• Implement and execute a Quality Assurance function within the department (e.g., Enhanced Due Diligence (EDD) Reviews, CIP Exception Management)

 

Advisory:                            

• Provide guidance to businesses on risks related to AML and OFAC compliance matters
• Participate in new product offerings
• Assist business lines with customer onboarding solutions
• Manage the KYC strategy and program (KYC includes Customer Identification Program (CIP), beneficial ownership, Customer Due Diligence(CDD), and Enhanced Due Diligence (EDD))
• Manage and administer the EDD process (onboarding and ongoing reviews), including management of the EDD team
• Manage the Customer Risk Rating (CRR) process

 

Program Infrastructure:                               

• Assist with model validation and rule tuning exercises
• Assist the AML Business Analyst with functional requirements for operational data, systems and reporting related issues
• Participate in strategic initiatives on process improvements and efficiency enhancements

 

 

Education and Experience Requirements:

 

• Bachelor’s Degree in Finance, Accounting, Law Enforcement, Social Sciences, or related field
• CAMS Certified
• 5+ years of experience in AML Compliance
• Experience in reviewing Know Your Customer (KYC) files for complex banking products, performing analysis of customer information/transactions, and preparing Suspicious Activity Reports (SARs)
• Deep subject matter knowledge of BSA/AML/OFAC and FinCEN regulatory requirements
• Prior bank treasury, loan or deposit operations experience preferred
• People management preferred

 

Essential Skills and Abilities:

 

• Computer literate; Advanced proficiency in Microsoft Word, Excel, Access, PowerPoint, and Outlook; Internet navigation skills including proficiency with internet search engines
• Knowledge of AML transaction monitoring, case management, report filing, and list matching software is required
• Basic knowledge of FiServ FCRM, WireExchange, CWS and/or Signature Desktop a plus
• Ability to understand and analyze specific transactions and trends within customer accounts
• Excellent research skills including experience with online research tools
• Ability to manage multiple on-going matters simultaneously and meet strict deadlines
• Strong writing, analytical, and communication skills

 

TriState Capital Bank provides equal employment opportunity and advance in employment to qualified persons regardless of race, color, sex, religion, national origin, age, sexual orientation, gender identity, disability, veteran status, or other categories protected by law.

 

TriState Capital Bank is an Equal Opportunity Employer.

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